Compliance Symposium


Join Ashland Partners on August 10 for the fourth annual CCLS Compliance Symposium: Going Beyond Compliance in Anaheim, CA. As an attendee, you will receive updated tools and best practices for your firm while learning about the changes under way at the SEC. Topics include:

    • GIPS Compliance
    • Examinations and OCIE Initiatives
    • Compliance Issues for Advisers to Private Funds
    • High Risk Areas: Dealing with Elderly Clients, Cybersecurity, and Client Communications
    • ERISA 101: What You Need to Know

Reserve your space for a discounted rate of $250.


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